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Business Operations Analyst - Beta Testing

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Highly motivated Senior Business system Analyst professional with 11+ years of experience in Capital Markets, Wealth Management and Financial Services industry with excellent understanding of financial products like Fixed Income, Equities, Derivatives (Swaps, Options and Futures), Mutual Funds, ETFs, FOREX and Risk analysis of Investments using Monte Carlo simulation and Option Greeks. Exposure to regulations & compliance such as FINRA, ERISA, IRS, SEC, GAAP, FINMA, Investment Advisers Act, The Investment Company Act, Securities Exchange Act, Securities Investor Protection Act. In depth knowledge of Software development life cycle (SDLC) methodologies like Waterfall, Scrum, Waterfall-Scrum hybrid, Scale Agile Framework (SAFe), ScrumBan, Kanban, and Spiral. Stay informed about regulatory requirements related to KYC and ensure that the organization's KYC processes align with these regulations. Collaborate with stakeholders to understand their business needs and requirements related to ISO and SWIFT standards. In depth knowledge of Requirement Management, Change Management, Defect Management, Release Management, Project Management and Risk Management using JIRA, HP ALM and MS Project as project management tools. Proficient in networking with individuals at various levels and facilitate Requirements Elicitation sessions like survey/questionnaires, Interviews, Brainstorming, Focus group, Requirement workshops, Interface analysis, Document analysis and JAD. Conducted detailed project analyses of Business Processes by GAP analysis (AS-IS & TO-BE), Risk analysis, Impact assessment, Cause and effect analysis (Root cause analysis), Effort estimation, Cost-Benefit analysis, SWOT analysis & Feasibility Analysis. Proficiency in documenting artifacts by gathering requirements such as Business Requirements Document (BRD), Functional Requirement Document (FRD), Software Requirement Specification (SRS), Use Case Document (USD), Requirement Traceability Matrix (RTM), Change Request Document, Work Breakdown Structure (WBS), Risk Register and Project Charter Appropriately escalate NC/CAPA issues that could impact quality or timelines Automated clearing house (ACH), NACHA formats, Swift messages, Cheque Imaging, Billings Banking Infrastructure, Authorization and clearing settlements, ISO 20022 messages formats, Banking channels like telephony, Bankline etc. , Ensure seamless integration between KYC processes and other systems used in the organization, such as Customer Relationship Management (CRM) and transaction monitoring systems. Knowledge and exposure working with various regulations and compliance such as FINRA, FINCEN, PATRIOTIC ACT, BSA, AML and KYC Held team meetings to mediate disputes between AML analysts and QAs by identifying and discussing gaps in their understanding of guidance, which led to improvements in policies and procedures through constructive dialogue. Collaborate with IT teams to ensure seamless integration between Salesforce and other systems. Document and understand the organization's KYC processes, including data collection, verification, and monitoring procedures.

Detail-oriented and results-driven Corporate Action Event Associate with four years of experience in asset servicing, event management, and corporate action processing across global markets. Skilled in managing mandatory and voluntary events, ensuring timely and accurate event capture, entitlement processing, and risk mitigation. Adept at liaising with custodians, fund managers, counterparties, and internal stakeholders to ensure compliance, and operational efficiency. Strong knowledge of SWIFT messaging, market practices, and regulatory requirements.

I am looking for a good career, growth opportunities where my talent professional skills and knowledge could be best subjected and utilised for the benefit of the organization and myself.

 Strategic and detail-oriented Business Analyst and QA Lead with 17 years of global experience, including 7 in Canadian Capital Markets, specializing in Corporate Actions, SWIFT messaging, and financial infrastructure solutions. Known for leading TMX implementations, translating complex requirements into scalable systems, and driving defect-free releases. Strong foundation in SQL scripting, performance tuning, and Agile methodologies. Recognized for optimizing testing operations and delivering stakeholder-aligned outcomes. 

ARUN NK

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Business Analyst and Testing

Business Analyst

Business Analyst and Testing

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Bachelor of Science - Computer Science

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Business Analyst and Testing

Business Analyst

Business Analyst and Testing

Bachelor of Science - Computer Science

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